Senate Vote - Monday, February 28, 2011 2:18:59 PM
SB362 - TO CLARIFY THE DEFINITION AND RESIDENCY REQUIREMENTS FOR A “BROKER-DEALER” UNDER THE ARKANSAS SECURITIES ACT; TO ESTABLISH SUPERVISION REQUIREMENTS FOR BROKER-DEALERS AND INVESTMENT ADVISERS; AND TO MAKE TECHNICAL CORRECTIONS
Yeas: 34
Nays: 0
Non Voting: 0
Present: 0
Excused: 1