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SB362 - TO CLARIFY THE DEFINITION AND RESIDENCY REQUIREMENTS FOR A “BROKER-DEALER” UNDER THE ARKANSAS SECURITIES ACT; TO ESTABLISH SUPERVISION REQUIREMENTS FOR BROKER-DEALERS AND INVESTMENT ADVISERS; AND TO MAKE TECHNICAL CORRECTIONS

Bill Number:

SB362

Act Number:

338

Status:

Senate -- Notification that SB362 is now Act 338

Originating Chamber:

Senate

Lead Sponsor:

Teague

Other Primary Sponsor:

Ingram

Introduction Date:

2/21/2011 9:43:00 AM

Act Date:

3/18/2011

No upcoming events for this bill.

Chamber	Date	Action	Vote
Chamber: Senate	Date: 3/21/2011 11:43:38 AM	Notification that SB362 is now Act 338
Chamber: Senate	Date: 3/15/2011 12:01:11 PM	DELIVERED TO GOVERNOR.
Chamber: Senate	Date: 3/15/2011 12:01:03 PM	Reported correctly enrolled and ordered delivered to the Governor.
Chamber: Senate	Date: 3/14/2011 5:46:11 PM	ORDERED ENROLLED
Chamber: Senate	Date: 3/14/2011 5:46:00 PM	Returned from the House as passed.
Chamber: House	Date: 3/14/2011 2:46:26 PM	Returned To the Senate as passed.
Chamber: House	Date: 3/14/2011 2:46:09 PM	Read the third time and passed and ordered transmitted to the Senate.	House Votes
Chamber: House	Date: 3/9/2011 1:45:32 PM	Returned by the Committee Do Pass
Chamber: House	Date: 2/28/2011 5:14:09 PM	Read the first time, rules suspended, read the second time and referred to the Committee on INSURANCE & COMMERCE- HOUSE
Chamber: House	Date: 2/28/2011 3:43:02 PM	RECEIVED FROM THE SENATE
Chamber: Senate	Date: 2/28/2011 2:20:00 PM	Ordered immediately transmitted to the House.
Chamber: Senate	Date: 2/28/2011 2:18:59 PM	Read the third time and passed.	Senate Votes
Chamber: Senate	Date: 2/24/2011 10:25:43 AM	Returned by the Committee, with the recommendation that it Do Pass
Chamber: Senate	Date: 2/21/2011 1:45:00 PM	Read first time, rules suspended, read second time, referred to Senate Committee on Insurance and Commerce
Chamber: Senate	Date: 2/21/2011 9:43:00 AM	Filed