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SB362 - TO CLARIFY THE DEFINITION AND RESIDENCY REQUIREMENTS FOR A “BROKER-DEALER” UNDER THE ARKANSAS SECURITIES ACT; TO ESTABLISH SUPERVISION REQUIREMENTS FOR BROKER-DEALERS AND INVESTMENT ADVISERS; AND TO MAKE TECHNICAL CORRECTIONS


Bill Number:
SB362 PDF
SB362
Act Number:
Act 338 PDF
338
Status:
Senate -- Notification that SB362 is now Act 338
Originating Chamber:
Senate
Lead Sponsor:
Other Primary Sponsor:
Introduction Date:
2/21/2011 9:43:00 AM
Act Date:
3/18/2011

Upcoming Events

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Bill Status History

Chamber Date Action Vote
Chamber: Senate Date: 3/21/2011 11:43:38 AM Notification that SB362 is now Act 338
Chamber: Senate Date: 3/15/2011 12:01:11 PM DELIVERED TO GOVERNOR.
Chamber: Senate Date: 3/15/2011 12:01:03 PM Reported correctly enrolled and ordered delivered to the Governor.
Chamber: Senate Date: 3/14/2011 5:46:11 PM ORDERED ENROLLED
Chamber: Senate Date: 3/14/2011 5:46:00 PM Returned from the House as passed.
Chamber: House Date: 3/14/2011 2:46:26 PM Returned To the Senate as passed.
Chamber: House Date: 3/14/2011 2:46:09 PM Read the third time and passed and ordered transmitted to the Senate. House Votes
Chamber: House Date: 3/9/2011 1:45:32 PM Returned by the Committee Do Pass
Chamber: House Date: 2/28/2011 5:14:09 PM Read the first time, rules suspended, read the second time and referred to the Committee on INSURANCE & COMMERCE- HOUSE
Chamber: House Date: 2/28/2011 3:43:02 PM RECEIVED FROM THE SENATE
Chamber: Senate Date: 2/28/2011 2:20:00 PM Ordered immediately transmitted to the House.
Chamber: Senate Date: 2/28/2011 2:18:59 PM Read the third time and passed. Senate Votes
Chamber: Senate Date: 2/24/2011 10:25:43 AM Returned by the Committee, with the recommendation that it Do Pass
Chamber: Senate Date: 2/21/2011 1:45:00 PM Read first time, rules suspended, read second time, referred to Senate Committee on Insurance and Commerce
Chamber: Senate Date: 2/21/2011 9:43:00 AM Filed