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SB362 - TO CLARIFY THE DEFINITION AND RESIDENCY REQUIREMENTS FOR A “BROKER-DEALER” UNDER THE ARKANSAS SECURITIES ACT; TO ESTABLISH SUPERVISION REQUIREMENTS FOR BROKER-DEALERS AND INVESTMENT ADVISERS; AND TO MAKE TECHNICAL CORRECTIONS


Bill Number:
SB362 PDF
SB362
Act Number:
Act 338 PDF
338
Status:
Senate -- Notification that SB362 is now Act 338
Originating Chamber:
Senate
Lead Sponsor:
Other Primary Sponsor:
Introduction Date:
2/21/2011 9:43:00 AM
Act Date:
3/18/2011

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Bill Status History

Chamber
Date
Action
Vote
Senate
3/21/2011 11:43:38 AM
Notification that SB362 is now Act 338
Senate
3/15/2011 12:01:11 PM
DELIVERED TO GOVERNOR.
Senate
3/15/2011 12:01:03 PM
Reported correctly enrolled and ordered delivered to the Governor.
Senate
3/14/2011 5:46:11 PM
ORDERED ENROLLED
Senate
3/14/2011 5:46:00 PM
Returned from the House as passed.
House
3/14/2011 2:46:26 PM
Returned To the Senate as passed.
House
3/14/2011 2:46:09 PM
Read the third time and passed and ordered transmitted to the Senate.
House
3/9/2011 1:45:32 PM
Returned by the Committee Do Pass
House
2/28/2011 5:14:09 PM
Read the first time, rules suspended, read the second time and referred to the Committee on INSURANCE & COMMERCE- HOUSE
House
2/28/2011 3:43:02 PM
RECEIVED FROM THE SENATE
Senate
2/28/2011 2:20:00 PM
Ordered immediately transmitted to the House.
Senate
2/28/2011 2:18:59 PM
Read the third time and passed.
Senate
2/24/2011 10:25:43 AM
Returned by the Committee, with the recommendation that it Do Pass
Senate
2/21/2011 1:45:00 PM
Read first time, rules suspended, read second time, referred to Senate Committee on Insurance and Commerce
Senate
2/21/2011 9:43:00 AM
Filed