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Senate Vote - Monday, February 28, 2011 2:18:59 PM

SB362 - TO CLARIFY THE DEFINITION AND RESIDENCY REQUIREMENTS FOR A “BROKER-DEALER” UNDER THE ARKANSAS SECURITIES ACT; TO ESTABLISH SUPERVISION REQUIREMENTS FOR BROKER-DEALERS AND INVESTMENT ADVISERS; AND TO MAKE TECHNICAL CORRECTIONS
Yeas: 34

Nays: 0

Non Voting: 0

Present: 0

Excused: 1