Senate Vote - Monday, February 28, 2011 2:18:59 PM

SB362 - TO CLARIFY THE DEFINITION AND RESIDENCY REQUIREMENTS FOR A “BROKER-DEALER” UNDER THE ARKANSAS SECURITIES ACT; TO ESTABLISH SUPERVISION REQUIREMENTS FOR BROKER-DEALERS AND INVESTMENT ADVISERS; AND TO MAKE TECHNICAL CORRECTIONS


Yeas: 34


Nays: 0


Non Voting: 0


Present: 0


Excused: 1